Please Note: By order of the Governor, our offices will be Closed  from Wednesday, December 24, 2014 to Thursday, December 25, 2014 for Christmas Holiday.
Google powered site search:
Person or Entity Search:
 
Page loaded as of 12/25/2014 1:13:42 AM
What is the Oklahoma Securities Commission?
   
Recent Enforcement Actions
Watkins, Rodney Larry Jr. [CRD 3091936] and Southeast Investments, N.C., Inc. and Black, Frank H.
Commission's Final Order    Filed: 12/22/2014
2001 Trinity Fund, LLC and Arrowood, Robert C.
Order Permitting Expanded Length of ODS' Motion for Summary Judgment    Filed: 12/19/2014
Seabrooke Realty and Seabrooke, Tom
Motion to Modify Temporary Injunction as to Oakbrooke Lawton Property, and to Release Same from Receivership Estate, Combined with Brief in Support (By FNB-Weatherford)    Filed: 12/19/2014
Notice of Hearing [1/30/15 @ 9:00 a.m.] on Motion to Modify Temporary Injunction as to Oakbrooke Lawton Property, and to Release Same from Receivership Estate, Combined with Brief in Support (By FNB-Weatherford)    Filed: 12/19/2014
Receiver's Application for the Court to Establish Procedure to Notify Creditors and/or Claimants to Make Claims    Filed: 12/18/2014
Notice of Hearing [2/6/15 @ 9:00 a.m.] on Receiver’s Application for the Court to Establish Procedure to Notify Creditors and/or Claimants to make Claims    Filed: 12/18/2014
2001 Trinity Fund, LLC and Arrowood, Robert C.
ODS' Application to Expand Length of Plaintiff's Motion for Summary Judgment    Filed: 12/17/2014
Nick's Oil & Gas Corp and Diamond, Steven D. and Yukich, Nicholas P. III
Defendants Nicholas P. Yukich III and Nick’sOil & Gas Corp.’s Answers and Affirmative Defenses    Filed: 12/17/2014
Defendant NUCO Energy, LLC's Motion to Dismiss    Filed: 12/17/2014
Seabrooke Realty and Seabrooke, Tom
Order [granting ODS' Motion to Retain Commission for Sale of Property]    Filed: 12/17/2014


2013 Investment Adviser
Briefing & Update