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204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma  73102-7001 |  (405) 280-7700  | Fax: (405) 280-7742
Page loaded as of 10/17/2017 2:55:20 AM
What is the Oklahoma Securities Commission?
 
Recent Enforcement Actions
Wilbanks Securities, Inc. and Wilbanks, Aaron B.
Order Terminating Registration    Filed: 10/13/2017
Accelerated Benefits Corp. and Romine, William W. (Bill) and American Financial Associates
Conservator's Report for April through September 2017 [without Exhibits]    Filed: 10/10/2017
Notice of Hearing [11/3/17 @ 9:00 a.m.] on Conservator's Fees and Expenses and Attorney's Fees for April through September 2017    Filed: 10/10/2017
Flower, James William
Agreement [James W. Flower]    Filed: 10/10/2017
Seabrooke Realty and Seabrooke, Tom
Receiver's Motion to Approve Proof of Claim of Brent and Meghann Neeley [Hearing set for 11/17/17 at 9:00 a.m.]    Filed: 10/9/2017
Municipal Finance Services, Inc.
Answer and Request for Hearing    Filed: 10/4/2017
Taylor, Robert Lyndon
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 10/4/2017
McDaniel, Larry R.
Dismissal [CJ-15-6867]    Filed: 10/2/2017
Poe, Joe Edward Jr.
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 9/29/2017
Voyager Financial Group, LLC and Woodward, David
Notice of Service on the Administrator and Affidavit of Compliance; Order to Cease and Desist and Notice of Opportunity for Hearing    Filed: 9/29/2017
Seabrooke Realty and Seabrooke, Tom
Interim Application for Order Approving Receiver's Fees and Expenses for June through July 2017    Filed: 9/26/2017
Municipal Finance Services, Inc.
Notice of Service on the Administrator and Affidavit of Compliance; Notice of Opportunity for Hearing w/Enforcement Division Recommendation    Filed: 9/21/2017